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Opportunity Assessment

Quickly identify opportunities to significantly improve the way that compliance of financial promotions is managed

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SPECIAL OFFER

For a limited period only, we are offering our Opportunity Assessment for free (*)

(*) Available to financial services organisations who operate in EMEA

Nika, Distribution Support

"We now have a good understanding of what improvements we can make and what the impact of those improvements will be.

 

We also know the order in which we should be working on our improvement areas.”

Understand the opportunities that exist in 4 key areas …

  1. Compliance related workload – for financial promotions creators and approvers

  2. Elapsed time needed to complete the approval process

  3. Risk of non-compliant promotions being approved and used

  4. Cost of managing financial promotion compliance – incl. people and technology

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Normally completed within a week and with very limited time commitment, the Opportunity Assessment report provides the following for every opportunity:

 

  • A description of what the opportunity is

  • Estimates of the expected:

    • Benefits

    • Costs

    • Implementation time

  • Recommended priority and recommended next steps

When to use the Opportunity Assessment

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The Opportunity Assessment is primarily designed to help organisations who are in the early stage of understanding how to improve their financial promotions compliance management. i.e. the Initial Discovery Phase.

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However, it can also be used in the Evaluation phase to help identify further improvements that could be made.

Want to find out:

 

  • More about this service?

  • How you can manage compliance of your financial promotions in the best possible way?

to arrange an initial exploratory discussion

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