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These are our core services. They can be used separately but, work very well together. See the sections below for more information.
We also provide the following services ...
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An on-demand service designed to be used by both creators and approvers to help them assess if any financial promotion material meets the compliance requirements. It:
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Checks any financial promotion document against:
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More than 200 standard compliance requirements (our standard service)
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An unlimited number of custom content specific compliance requirements (our advanced service)
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Provides a comprehensive compliance report. For every compliance requirement, this report:
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Shows whether the requirement has been fully met, partially met or not met at all
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Provides an explanation for why any compliance requirement has not been fully met
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This service can check many different formats of materials, and the checks can cover any jurisdiction or regulation. Also, we support checking of content in any language – including content using kanji character sets.
An on-demand service designed to be used by both content creators and content approvers, it provides a content specific compliance briefing that defines everything that is needed for any financial promotion to be compliant.
This includes:
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The specific wording to be used in the content – including disclaimers / disclosures, warnings and footnotes
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Guidance about where wording should be located and how it should be displayed
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Guidance covering all other compliance requirements – including aspects such as tone of voice, readability and use of jargon or abbreviations
The central set of rules, guidelines and wording are designed to be used for any financial promotion and cover all:
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Jurisdictions
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Product types
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Regulations
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Languages
