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What regulations can the Compliance Briefing Service cover?
The Compliance Briefing Service can cover any jurisdiction in the world and any regulation in those jurisdictions that relates to financial promotion materials.
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As part of the set-up of the Service, you determine which jurisdictions and which regulations you want to be covered.
What industries can the Compliance Briefing Service cover?
The Compliance Briefing Service is designed for the financial services industry. Within financial services, the Service can cover any sector. For example:
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Investment / asset management
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Wealth management
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Pensions
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Mortgages
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Credit cards
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Loans etc.
What languages does the Compliance Briefing Service support?
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The Compliance Briefing Service can support any language. As part of the set-up of the Service, you determine which language or languages you want to be supported.
Note. While the compliance wording to be used in the content can be in any language, the compliance guidance is always provided in English.
What size of organisation can use the Compliance Briefing Service?
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The Service can be used by any size of organisation – from small to very large.
Who defines the rules and wording that the Compliance Briefing Service uses?
The Service always uses rules and wording that are approved by your organisation’s Compliance team.
How much does the Compliance Briefing Service cost?
The exact fee charged to produce and supply a compliance briefing, depends on 2 main factors:
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The complexity of the compliance rules and compliance wording to be used when creating the briefings
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The volume of briefings that an organisation requires. We provide volume discounts that mean that the higher the volume, the lower the price per briefing.
Once we understand the above, we will provide a customised quote.
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Important.
Our objective is for our services to provide a minimum of a 100% return on investment. That is, for every £100 spent, that there are tangible benefits of more than £200.
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We believe that we will be able to achieve this objective for most types and sizes of financial services organisation.
Can we test the service?
Yes. We can provide you with a test service that you can use to enter content specific criteria produce an example compliance briefing.
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Note. This test service uses a generic set of compliance rules and wording rather than your own organisation’s rules and wording.